applicant for securities

См. также в других словарях:

• applicant — An issuer that is proposing to apply, or is applying, for admission to trading of any of its securities. London Stock Exchange Glossary * * * applicant ap‧pli‧cant [ˈæplɪkənt] noun [countable] 1. a person who applies for a job or a place at a… …   Financial and business terms

• Securities Applicant Form — In the ESES context, the form to be signed by the Securities Applicant for a specific security upon the admission of such security by the CSD including the annexes to such form or any other documents that may be required by the CSD as part of the …   Financial and business terms

• Securities Applicant Form — In the ESES context, the form to be signed by the Securities Applicant for a specific security upon the admission of such security by the CSD including the annexes to such form or any other documents that may be required by the CSD as part of the …   Euroclear glossary

• Securities Applicant — A Securities Applicant is a Client which has applied for the admission of a security by the CSD. The Securities Applicant may but does not have to be the issuer of the relevant security. Euroclear Clearing and Settlement glossary …   Financial and business terms

• Securities Applicant — A Securities Applicant is a Client which has applied for the admission of a security by the CSD. The Securities Applicant may but does not have to be the issuer of the relevant security …   Euroclear glossary

• Uniform Securities Agent State Law Exam — The Uniform Securities Agent State Law Examination, commonly referred to as the Series 63, is developed by NASAA and is administered by FINRA. The examination is designed to qualify candidates as securities agents within a state; nearly all… …   Wikipedia

• Institute of Public Accountants — For the American professional association under this name from 1917 to 1957, see American Institute of Certified Public Accountants. Institute of Public Accountants (IPA) Formation January 1, 1923 ( …   Wikipedia

• security — /si kyoor i tee/, n., pl. securities, adj. n. 1. freedom from danger, risk, etc.; safety. 2. freedom from care, anxiety, or doubt; well founded confidence. 3. something that secures or makes safe; protection; defense. 4. freedom from financial… …   Universalium

• Underwriting — refers to the process that a large financial service provider (bank, insurer, investment house) uses to assess the eligibility of a customer to receive their products (equity capital, insurance, mortgage or credit). The name derives from the… …   Wikipedia

• Chris Biggs — 30th Secretary of State of Kansas In office March 16, 2010 – January 10, 2011 Governor Mark Parkinson …   Wikipedia

• Small Business Administration — Seal of the SBA …   Wikipedia